A
Axis Finance (AFL)
Manager Compliance
Skills
Compliance
3 years ago
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Important information
Contract type:
Permanent
Location:
Mumbai, Maharashtra, India
Work mode:
Onsite
Published on:
13 October 2026
What they need
- Develop, implement, and manage an effective compliance framework for the NBFC, ensuring adherence to regulatory standards and best practices.
- Interpret and monitor changes in regulatory requirements, communicating these changes to relevant stakeholders and implementing necessary adjustments to policies and procedures.
- Conduct regular audits, and compliance reviews to identify areas of improvement and ensure that the companys operations meet regulatory standards.
- Collaborate with internal teams to provide guidance on compliance matters, offering training and support to ensure understanding and adherence to policies.
- Prepare and submit regulatory reports, filings, and disclosures to regulatory authorities in a timely and accurate manner.
- Design and conduct training sessions to educate employees on compliance-related matters and encourage a culture of compliance within the organization.
- Oversee the development and implementation of compliance-related technologies or tools to enhance monitoring and reporting
- Prepare and circulate Board and other Committee Meetings agenda item pertaining to compliance matters, prepare minutes of the meetings and track Action Taken Report (ATR)
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