Manager, Internal Control

Duties & Responsibilities

• Establish and maintain a regulatory obligations monitoring framework covering applicable regulatory requirements relevant to Head Office functions.
• Monitor regulatory changes and assess their potential impact on the Bank’s policies, procedures, systems, controls and reporting obligations.
• Maintain an appropriate regulatory requirement/obligation inventory and monitoring schedule.
• Monitor compliance with key prudential and regulatory requirements, including where applicable: capital adequacy and related prudential ratios, liquidity and liquidity-related requirements, large exposures and concentration requirements, related-party and connected-party requirements, regulatory reporting obligations, governance and internal control requirements, risk management requirements, asset classification/provisioning-related regulatory requirements,

Foreign Exchange And Other Applicable Prudential Requirements, And other NBC or relevant regulatory requirements applicable to the Bank.

• Monitor whether regulatory submissions are made accurately, completely and within prescribed deadlines. Coordinate with relevant risk owners to understand the basis, controls and supporting information underlying regulatory submissions.
• Identify potential breaches, exceptions or weaknesses and escalate them in accordance with the Compliance escalation framework.
• Develop and execute an approved risk-based Head Office Compliance Testing Plan covering relevant business and support functions.
• Conduct compliance testing of Head Office processes and controls relating to regulatory and prudential requirements.
• Assess whether relevant functions have established effective controls to ensure compliance with applicable regulatory requirements.
• Test the adequacy of regulatory reporting controls, data accuracy and completeness, maker-checker and review controls, approval and escalation processes, segregation of duties, regulatory submission governance, reconciliation and validation controls, documentation and evidence retention; and management review and oversight.
• Assess whether controls operate effectively in practice and are not merely documented in policies/procedures.
• Review whether regulatory reports are supported by appropriate source data, reconciliation and validation processes. Identify data quality issues that may affect regulatory reporting or prudential calculations.
• Perform other assigned Compliance Internal Control and regulatory monitoring activities.

Requirement Competencies

Benefit Packages

We offer competitive remuneration package and opportunity for career and personal development.

How to Apply

Apply : [email protected]

Phone : 087 666 870

Head Office Address : Building #398, Preah Monivong Blvd, Sangkat Boeung Keng Kang I, Boeung Keng Kang, Phnom Penh.

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