Manager:Audit & Process_AFL

Job highlights

• . Should have experience of effectively building relationships with process owners in a positive and proactive manner

Audit

• Conducting process level audits and having knowledge of Wholesale / Retail (Credit and Operations) along with some of the other functional areas (Risk, Compliance, Treasury, HR, Accounts)
• Maintaining adequate work papers and documentation along with adherence to Internal Audit policies and Regulatory guidelines
• Drafting of Audit reports and suggesting suitable recommendations to address the process level observations.
• Holding effective discussion with senior level management for agreement with findings and closure of observations with adequate management responses
• Follow-up of open observations within timelines to ensure closure of observations as per agreed plan
• Assisting the HIA in preparing Risk Based Internal Audit plan and completing assigned audits as per plan

IFC

• Preparing Risk Control Matrix (RCM) for business processes and conduct of walk throughs with process owners and controls testing.
• Suggesting process improvements areas and taking up with business process owners to update SOP and process flow charts.
• Identifying potential financial reporting risks(FRR) across processes along with design and implementation gaps.
• Taking up with process owners to implement the suggested process improvements and involve in continuous testing of processes to identify any material weaknesses in the internal controls in rocsystem/pesses
• Periodic testing of loan softwares for system and process gaps.

Skills

• Should have experience of effectively building relationships with process owners in a positive and proactive manner
• Should be well -versed with framing and conducting Risk Based Internal Audit Plan
• Should have worked with NBFCs/Banks and have knowledge Regulatory guidelines and other functional areas
• Should have experience and willingness to quickly gain knowledge of changing business and system
• Should be aware of IFC guidelines as per Companies Act and ICAI
• Risk Based Internal Audits
• IFC/SOX at NBFCs/Banks