Member Audit

Responsibilities

• Conduct financial statement analysis to assess Members’ financial condition, liquidity, solvency, profitability, and ability to meet obligations.
• Review Members’ books and records to ensure accuracy, completeness, and compliance with applicable regulations.
• Review margin, collateral, financial obligations, and customer funds/segregated accounts to ensure adequacy and proper management.
• Identify control weaknesses, regulatory gaps, financial, operational, IT, fraud, and other risks that may affect Members’ ability to meet their obligations.
• Prepare audit working papers, findings, risk assessments, root cause analyses, and recommendations based on sufficient audit evidence.
• Follow up, verify, and validate audit findings and corrective actions to assess their effectiveness.
• Escalate High/Critical Risk findings, fraud indicators, material violations, abnormal transactions, or financial/system conditions that may impact Clearing.

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Qualifications

• Education: Bachelor’s degree in Accounting, Finance, or Economics. Fresh graduate can apply!

• Experience: Have the experience on Internal or External Audit (Max 2 years).

• Technical Skills: Strong proficiency in big data analysis, financial reconciliation, and familiarity with trading logs/clearing systems.

• Competencies: High integrity, analytical thinking, and fluency in English.