Operations Executive

Operations Executive Wealth Management (Backend)

Company: Dalmia Wealth Pvt Ltd
Location: Mumbai

Experience: 2 - 5 Years
Employment Type: Full-time, On-Site

About Dalmia Wealth

Dalmia Wealth Pvt Ltd is a boutique wealth management firm with over 25 years of experience in financial services. We specialise in mutual funds, insurance, bonds, NPS, and financial planning, with a strong emphasis on service excellence and long-term client relationships.

Role Objective

We are looking for a detail-oriented and process-driven Operations Executive who will manage all backend activities including KYC, documentation, transaction execution, and platform handling. This role is critical in ensuring seamless client onboarding and error-free execution of transactions.

Key Responsibilities

KYC & Client Onboarding

• Handle end-to-end KYC processing (Individual & Non-Individual)
• Ensure compliance with regulatory requirements (CKYC, FATCA, etc.)
• Verify and validate client documents
• Coordinate with clients/RMs for pending documentation

Transaction Execution

• Execute mutual fund transactions
• Process transactions through platforms like NSE NMF II platform
• Ensure timely and accurate order placement
• Track and resolve transaction rejections

Documentation & Compliance

• Maintain proper records of all client documents
• Ensure documentation completeness and accuracy
• Handle audit requirements and compliance checks
• Maintain data confidentiality and security

RM & Client Support

• Work closely with Relationship Managers for execution support
• Provide quick turnaround on client requests
• Resolve operational queries from clients and internal teams
• Ensure high service quality and responsiveness

Required Skills

• Strong attention to detail
• Good understanding of mutual fund operations
• Familiarity with platforms like NSE/BSE MF systems
• Process-oriented and disciplined
• Ability to handle high volumes of work
• Good coordination and communication skills
• Basic Excel and reporting skills

Eligibility

• Graduate (Commerce preferred)
• 25 years in mutual fund operations / wealth backend / RTA / AMC
• Experience with transaction platforms (NSE/BSE MF) preferred