PMS Executive

• We are looking for a proactive and customer-oriented PMS Executive to join our Mumbai team.
• The role involves managing client relationships, addressing queries related to trading and investments, and ensuring a seamless client servicing experience.
• The ideal candidate should have a strong interest in financial markets, stock broking operations, and client engagement, along with the ability to work in a fast-paced, market-driven environment.

Key Responsibilities:

• Processing new client applications and KYC documentation.
• Opening demat, bank and PMS accounts.
• Daily trade processing and settlement coordination.
• Reconciliation of trades and holdings with custodians and brokers.
• Ensuring compliance with SEBI PMS regulations and internal policies.
• Timely submission of regulatory filings and disclosures.
• Managing client agreements and renewal documentation.
• Working on PMS software for portfolio updates and reporting.
• Maintaining accurate data records in back-office systems.

Qualifications & Skills:

• Graduate / Postgraduate in Finance, Commerce, or Economics.
• 2-5 years of experience in PMS operations, client servicing, or stock broking.
• Knowledge of capital markets, trading systems, and PMS products.
• Strong communication and interpersonal skills with a client-first mindset.
• Proficiency in MS Excel, PMS software (e.g., Wealth Spectrum, Miles, etc.), and CRM tools.
• NISM certifications preferred (PMS / Investment Adviser / Equity Derivatives)