PMS Operations Executive - Wealth Management

PMS Operations Executive Wealth Management

Location: Kalyani Nagar, Pune
Experience: 2-6 Years
Employment Type: Full-time

About the Company
DSIJ Wealth Advisory is the Portfolio Management Services (PMS) division of DSIJ, a leading equity research and investment-focused organization. We are looking for a detail-oriented PMS Operations professional to manage end-to-end operational activities for our PMS clients.

Key Responsibilities

• Manage end-to-end PMS client onboarding and account activation.
• Collect, verify and process KYC, CKYC/KRA, PMS agreements and account opening documentation.
• Pre-fill and review client forms and ensure completeness and accuracy of documentation.
• Coordinate with custodians, brokers and other market intermediaries for account opening and operational requirements.
• Coordinate fund and securities transfers and follow up on pending operational requirements.
• Act as an operational point of contact for clients during onboarding and ongoing servicing.
• Handle additional investments, withdrawals/redemptions, client modifications, statements and other PMS service requests.
• Maintain client records, operational trackers and MIS.
• Coordinate with Portfolio Management, Compliance, Finance and Dealing teams.
• Ensure timely closure of pending cases and maintain proper operational records for audit and compliance.
• Support development and improvement of SOPs, checklists and operational processes.

Candidate Profile

• 26 years of relevant experience in PMS Operations, Wealth Management, Asset Management, Broking, Custody or Capital Markets Operations.
• Hands-on experience in PMS client onboarding and operations will be strongly preferred.
• Good understanding of KYC, CKYC/KRA, demat, banking and client documentation processes.
• Experience coordinating with custodians, brokers or other financial-market intermediaries.
• Strong attention to detail, documentation and follow-up skills.
• Good written and verbal communication skills with the ability to interact professionally with HNI clients.
• Ability to manage multiple client cases and operational requirements simultaneously.
• Good working knowledge of MS Excel and operational MIS/reporting.

Key Skills:
PMS Operations, PMS Onboarding, Portfolio Management Services, Wealth Management, Wealth Operations, Client Onboarding, KYC, CKYC, KRA, Demat, Custodian, Broker Coordination, Client Servicing, HNI Client Servicing, Account Opening, Capital Market Operations, Investment Operations, MIS, MS Excel

Preferred Background:
PMS / Wealth Management / Asset Management / Stock Broking / Custody / Capital Markets

Key Attributes:
Ownership | Attention to Detail | Client Orientation | Process Discipline | Strong Follow-up | Confidentiality | Multitasking