Principal Complex Securities Valuations

Principal - Valuation (Complex Securities & Derivatives)

Salt Lake City Metro, UT/Dallas, TX

Overview A leading valuation and advisory firm is seeking an experienced Principal to join its Valuation Services team. This role focuses on complex securities and derivatives, leading technical engagements, managing client relationships, and overseeing multiple project teams. Ideal candidates bring deep expertise in structured products and illiquid investments, along with strong leadership and client-facing experience.

Key Responsibilities

• Lead valuation engagements involving derivatives, structured products, private credit, and Level III assets
• Serve as primary contact for clients, auditors, and other stakeholders on technical matters
• Apply advanced valuation techniques (e.g., Monte Carlo, lattice models, option pricing)
• Review complex financial models and valuation analyses
• Manage multiple projects, ensuring quality and timely delivery
• Mentor junior staff and support team development
• Contribute to internal methodologies and best practices
• Support business development and client relationship growth
• Prepare and review valuation reports and presentations

Qualifications

• Bachelor's degree in Finance, Accounting, Economics, or related field (advanced degree preferred)
• 8+ years of relevant experience in valuation, advisory, or investment banking
• Strong expertise in complex securities and derivative valuation
• Knowledge of relevant accounting standards (e.g., ASC 820, 815, 718)
• Proven leadership and project management experience
• Exceptional financial modeling and analytical skills
• Strong communication skills across technical and non-technical audiences
• Proficiency in Excel and presentation tools; programming experience is a plus
• Professional certification required (e.g., CFA, ASA, CVA)

Compensation

Competitive salary, performance bonus, and comprehensive benefits.

About the Firm

The firm provides independent valuation and advisory services across financial reporting, tax, transactions, and litigation. It emphasizes technical excellence, client service, and a high-performance culture with opportunities for advancement.