Regulatory Compliance Specialist

Roles and Responsibilities

• Monitoring RBI guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines.
• Review of new proposals, new partner tie ups, process or policy change requests submitted by stakeholders and advise/guide the team on the compliance aspects.
• Preparing and reviewing of policy documents for compliance function
• Advising the Board and committees of the Board on RBI compliances and preparing applicable paperwork for the same
• Preparation and submission of returns to RBI or other applicable regulators and support during audits and inspection.

Job Requirements :

• 2-6 years of experience in Regulatory Compliance or related field in NBFC industry.
• Strong understanding of RBI reporting requirements for NBFCs.