Regulatory Reporting Associate

Position Overview

We are looking for a detail-oriented and analytical professional to join our Regulatory Reporting team. This role is critical in ensuring accurate, timely, and compliant reporting across exchanges while strengthening internal control frameworks within the organization.

Role & responsibilities

1. Prepare, review, and reconcile regulatory reports across NSE, BSE, MCX, and NCDEX within defined timelines
2. Ensure 100% reconciliation to prevent discrepancies and reporting errors
3. Manage reports including:
4. Collateral Segregation & Details
5. Margin Trading Facility (MTF) Reporting
6. Margin Reporting (Equity, Derivatives, Currency, Commodity)
7. Pool Holding Reports
8. Running Account Settlement (Quarterly)
9. Conduct risk analysis, gap analysis, and operational risk assessments
10. Design and implement internal controls to mitigate risks and ensure regulatory compliance
11. Develop dashboards for risk indicators, exception reporting, and regulatory assurance
12. Coordinate with internal and external stakeholders for seamless reporting processes
13. Maintain audit-ready documentation and support regulatory examinations
14. Identify opportunities for automation and process improvements
15. MG 13 Reporting, MTR, MTF Reporting, Margin Reporting, Collateral Segregation, MTR Reporting, MTF Reporting, Holding Reporting

Key Skills & Requirements

1. Strong knowledge of stock broking frameworks within the financial services industry
2. Experience in regulatory reporting, internal controls, or compliance
3. Hands-on experience in risk assessment, audits, and control frameworks
4. Strong analytical and problem-solving abilities
5. High attention to detail and accuracy
6. Proficiency in MS Office (especially Excel)
7. Excellent written and verbal communication skills

Core Competencies

1. Planning & Organizing
2. Problem Solving & Decision Making
3. Stakeholder Management & Teamwork
4. Drive for Results
5. Adaptability & Change Management
6. Strong communication and presentation skills

Educational Qualification

1. Graduate / Postgraduate in relevant field
2. Strong interpersonal and communication skills