Regulatory Reporting Specialist

About the Role

We are looking for a Regulatory Reporting Specialist with hands-on experience in Capital Markets regulatory reporting.

The successful candidate will support regulatory reporting activities, investigate reporting exceptions, manage data quality issues, and coordinate with key stakeholders to ensure accurate and timely regulatory submissions.

Key Responsibilities

• Manage and support regulatory reporting activities across relevant jurisdictions.
• Prepare, validate, and monitor regulatory reports.
• Investigate reporting discrepancies, exceptions, and missing trades.
• Perform root-cause analysis and coordinate remediation activities.
• Ensure regulatory reporting data is accurate, complete, and submitted within required timelines.
• Work closely with Operations, Technology, Compliance, Front Office, and other stakeholders.
• Support BAU regulatory reporting activities and issue resolution.
• Monitor changes to regulatory requirements and assess their operational impact.
• Support process improvements and reporting automation initiatives.
• Maintain appropriate documentation and controls for regulatory reporting processes.

Regulatory Experience

Experience with one or more of the following regulatory reporting frameworks is required:

• EMIR
• SFTR
• ASIC
• CFTC
• MAS
• HKMA
• MiFID II Transaction Reporting

Requirements

• Bachelor’s Degree in Finance, Economics, Business, IT, or a related field.
• 2–8 years of relevant Capital Markets / Regulatory Reporting experience.
• Hands-on experience with regulatory reporting is mandatory.
• Experience with one or more regulatory jurisdictions such as EMIR, SFTR, ASIC, CFTC, MAS, HKMA, or MiFID II.
• Strong understanding of why regulatory reporting is important within Capital Markets.
• Experience investigating missing, rejected, or incorrect trades.
• Strong stakeholder management and communication skills.
• Good analytical and problem-solving abilities.
• Ability to work effectively in a controlled and deadline-driven environment.

Pay: RM8,000.00 - RM9,000.00 per month

Work Location: In person