Risk Management System

• RMS (Risk Management System):
• Manage and monitor real-time risk exposure for clients in the Capital Market segment.
• Define and implement risk parameters, including margins, exposure limits, VAR, MTM, etc.
• Oversee limit setting, client risk profiling, and margin utilization.
• Ensure timely margin collection, margin reporting, and adherence to exchange norms.
• Monitor intraday risk, square-off processes, and margin shortfall actions.
• Allocation reporting
• Handle risk alerts, exceptions, and escalations effectively.
• Ensure compliance with regulatory requirements (SEBI, Exchanges).
• OMS (Order Management System):
• Oversee order flow lifecycle (order placement, validation, execution, modification, cancellation).
• Ensure smooth functioning and integration of OMS with RMS and exchange systems.
• Coordinate with technology teams for system enhancements, issue resolution, and testing.
• Monitor trade execution efficiency and system performance.
• Handle OMS-related incidents, outages, and risk scenarios.
• Operations & Compliance:
• Ensure compliance with exchange regulations (NSE/BSE) and internal risk policies.
• Prepare and review MIS reports, risk dashboards, and audit reports.
• Liaise with auditors, compliance teams, and regulators during audits and inspections.
• Implement process improvements and automation initiatives.
• Stakeholder Management:
• Coordinate with dealing desk, compliance, IT, and back-office teams.
• Support business teams in client onboarding from a risk perspective.
• Provide guidance and training to team members on RMS/OMS processes.

Skills And Knowledge

• Experience in RMS/OMS operations in Capital Markets.
• Strong knowledge of equity markets, margining systems, and risk frameworks.
• Hands-on experience with RMS & OMS platforms (e.g., Omnesys, NOW, ODIN, or similar).
• Understanding of SEBI regulations and exchange compliance requirements.
• Strong analytical, problem-solving, and decision-making skills.
• Excellent communication and stakeholder management abilities.

Experience Background

• RMS operations / stock broking operations

Educational Qualification

• Graduate (preferably in Commerce/Finance) NISM SORM certification