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Securities Broker

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Onsite

Securities Broker

Trinity Finance Limited

Securities Broker

Skills

Business DevelopmentComplianceRisk Management

6 days ago

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Important information


Contract type:

Permanent

Location:

Lagos, Nigeria

Work mode:

Onsite

Published on:

15 October 2026

What they need


  • We are seeking a competent, result-oriented, and commercially driven Securities Broker to facilitate the buying and selling of securities on behalf of clients.
  • The successful candidate will be responsible for developing and managing client relationships, executing securities transactions, providing investment-related information, and identifying business opportunities to grow the company's investment portfolio and revenue.

Key Responsibilities

  • Facilitate the purchase and sale of securities, including equities, bonds, and other approved investment instruments, on behalf of clients.
  • Develop and maintain strong relationships with individual and institutional investors.
  • Identify and generate new business opportunities to increase client acquisition, transaction volumes, and revenue.
  • Provide clients with market updates, investment information, and relevant insights to support informed investment decisions.
  • Monitor stock market trends, economic developments, and capital market activities.
  • Execute client orders accurately, promptly, and in accordance with approved procedures and applicable regulations.
  • Maintain an active client portfolio and follow up on client investment needs and enquiries.
  • Meet assigned business development, transaction volume, and revenue targets.
  • Ensure proper documentation, record-keeping, and reporting of all transactions and client interactions.
  • Collaborate with the operations, compliance, risk management, and finance teams to ensure efficient transaction processing.
  • Ensure compliance with applicable capital market regulations, internal policies, and ethical standards.
  • Prepare periodic reports on client activities, market developments, transactions, and business performance.

Qualifications and Requirements

  • Bachelor's degree in Finance, Economics, Accounting, Business Administration, or a related discipline.
  • 2–5 years of relevant experience in securities brokerage, stockbroking, investment management, or capital markets.
  • Relevant professional certification or registration required for securities dealing activities in Nigeria, as applicable.
  • Membership of or certification from a recognized capital market professional body will be an added advantage.
  • Good understanding of the Nigerian capital market, securities trading, and investment products.
  • Strong business development, sales, negotiation, and client relationship management skills.
  • Excellent analytical, numerical, communication, and presentation skills.
  • Proficiency in Microsoft Excel and relevant trading or investment platforms.
  • High level of integrity, professionalism, attention to detail, and customer service orientation.

Method of Application

Interested and qualified candidates should forward their CV to: [email protected] using "Securities Broker" as the subject of the email.

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