Securities Dealing Lead

About Noah Singapore Securities

Noah Singapore Securities is in an early-stage build-and-scale phase, focused on establishing

and running through the critical paths of a regulated brokerage business. The team operates in

a lean setup, so each role is expected to combine strong domain ownership with cross-functional

collaboration across business, product, technology, compliance and operations to build a

compliant, reliable and client-centric local platform.

Role Overview

This role focuses on building the front-office dealing and trading experience for Noah Singapore

Securities. The mission is to launch and continuously optimise core equity trading capabilities

and the end-to-end client trading journey under MAS-compliant standards, while helping convert

platform readiness into real client activity and scalable front-line operating practices.

Key Responsibilities

• Lead the build-out of the dealing function in Singapore and drive the launch and

continuous improvement of core equity trading capabilities, with strong focus on

stability, efficiency and user experience.

• Own the front-office perspective across the end-to-end journey from onboarding and

funding to trading, client servicing and operating follow-through, ensuring effective

linkage with back-end execution processes.

• Partner with product, technology, compliance, operations and client service teams to

define local requirements, support testing and release readiness, and drive post-launch

optimisation with both regulatory and commercial practicality in mind.

• Establish robust practices for dealing support, order handling, incident escalation, client

enquiries and service feedback to strengthen client protection and service

responsiveness.

• Translate client behaviour, trading pain points and market feedback into improvements

in onboarding experience, trading interaction, advisory-related journeys and other

priority features.

• Support marketing and growth initiatives that improve client activation, trading activity

and retention, helping the platform move from basic capability to proven operating

traction.

• Operate with broad ownership in a lean team, contributing beyond formal boundaries to

training practices, front-line process design and cross-functional coordination.

Requirements | Must-have

• Hands-on experience in Singapore brokerage dealing, trading support or related client

trading service functions, with strong understanding of equity and related securities

workflows and client needs.

• Solid understanding of MAS-regulated brokerage requirements, including trading

controls, client protection, process compliance and operational linkage across the trade

lifecycle.

• Experience in trading platform launches, localisation, or digital brokerage feature

enhancement, with ability to translate business needs into product and process

outcomes.

• Strong cross-functional collaboration skills and the ability to work effectively with

product, technology, compliance, operations, client service and marketing stakeholders.

• Strong problem-solving, prioritisation and execution mindset, with the ability to thrive in

a fast-changing early-stage environment.

Requirements | Nice-to-have

• Relevant Singapore securities licensing, certification or local regulatory examination

background.

• Experience in online account opening optimisation, client activation, trading campaign

operations or client journey design.

• People leadership experience in coaching teams, setting service standards or managing

front-line functions.

• Knowledge of ETFs, options, fixed income or broader multi-asset products that can

support future platform expansion.

Ways of Working

• Take initiative beyond formal boundaries and step in where the business needs help

most.

• Work collaboratively across business, product, technology and operations to build

effective execution loops.

• Stay outcome-oriented while balancing compliance, client experience and business

conversion.

What We Offer

• A chance to help build and scale Noah Singapore Securities from the ground up and

shape core platform capabilities.

• Broader ownership and direct business impact in a lean team where results matter more

than functional boundaries.

• Exposure to Noah’s global platform, cross-border resources and the broader Chinese

wealth management ecosystem.

• Close collaboration with leadership, product, technology, compliance and regional

teams on high-priority initiatives.