Senior Analyst

CLO Compliance Analyst

Position Summary

The CLO Compliance Analyst will be responsible for overseeing the compliance process across a leading global alternative asset manager's US CLO platform. The Analyst will work closely with operations, fund management, and investment professionals to support an industry-leading CLO business.

Primary Responsibilities

• Actively monitor US Middle Market CLOs and Rated Note Fund Structure Compliance tests
• Review quarterly investor reports and waterfalls
• Hypothetical Testing
• Review and interpret indentures
• Daily interaction with Portfolio Management, Trading, and Structuring teams
• Regular reporting for Portfolio Management purposes
• Oversight of vendor relationships, including fund administration and trustees
• Ad-hoc reporting

Requirements

Education & Certificates

• Bachelor's degree required
• Concentration in Finance, Accounting, Mathematics, or related discipline preferred

Professional Experience

• 2+ years of experience in Financial Services with a focus on CLO Compliance

Competencies & Attributes

• Team player who fosters collaboration across teams to improve efficiency of the organization
• Strong work ethic, willingness to keep learning, honesty and integrity, as well as strong interpersonal and communication skills
• Detail-oriented self-starter