Senior Associate, Risk Control

Key Responsibilities:

1. Monitor client’s orders and margin levels, and perform margin calls or force liquidations when necessary;

2. Monitor and identify abnormal and improper transactions;

3. Handle transaction-related regulatory reporting;

4. Perform other trading-related tasks and ad hoc duties as assigned by the department.

Requirements：

1. Bachelor’s degree or above in Economics or related disciplines;

2. Minimum 2 years of relevant work experience in the financial industry;

3. Familiarity with securities and futures regulatory rules; preference given to candidates who have passed relevant examinations administered by the Hong Kong Securities and Investment Institute (HKSI) and are eligible to apply for a Securities and Futures Licensed Representative qualification;

4. Strong independent thinking skills and a collaborative team spirit;

5. A meticulous work ethic, quick thinking, a strong sense of responsibility, and strict self-discipline;

6. Excellent written and verbal communication skills in both Chinese and English; fluency in Cantonese is preferred;

7. Willingness to work on a rotating shift schedule  (no overnight shifts) and to comply with on-call arrangements during public holidays and under specific circumstances.

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