Senior Executive

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers.

Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.

That’s why, at Apex Group, we will do more than simply ‘empower’ you. We will work to supercharge your unique skills and experience.

Take the lead and we’ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.

For our business, for clients, and for you

• Investor onboarding – review of KYC on onboarding & risk assessment of investors
• Periodic reviews – ongoing CDD review based on frequency associated with risk of investors & risk re-assessment
• Maintenance of investor records & investor registers (High risk, PEP, Introducer Certificate, Omnibus)
• Assurance testing – testing of Introducer Certificate & Omnibus arrangement
• Screening of investors & related parties + clearing of alerts/hits
• Setup and maintenance of investor data on screening database
• AML audits – Attend to AML audit checklist and queries
• Attend to checklists for MLRO/ CO reports
• Attending to AML frameworks and Business Risk Assessment
• Conduct file reviews and request additional supporting documents as applicable
• Coordination of AML training for directors / employees of FIs
• Provide data to internal audit and attend to audit queries
• Completion of Regulatory surveys
• Risk rating of clients and investors for AML risk profiling
• Manage various compliance projects at company level

Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.