Senior Internal Audit

Internal Audit:

• Develop and implement annual risk-based internal audit plans.
• Conduct operational, financial, and compliance audits across business functions.
• Evaluate the effectiveness of internal controls, risk management, and governance processes.
• Identify control weaknesses and recommend practical improvements.
• Prepare audit reports and present findings to Management and the Board of Directors.
• Monitor implementation of corrective action plans and follow up on audit findings.
• Perform special investigations and fraud reviews when required.
• Ensure the company's operations comply with applicable regulations, internal policies, and industry standards.
• Review internal policies and procedures to ensure regulatory compliance.

Requirements

• Education: Bachelor's Degree in Accounting, Finance, Business Administration, or related field.
• Experience: Minimum 5 years of experience in Internal Audit, Risk Management, Compliance, or External Audit.
• Experience in Financial Services, Securities, Futures Brokerage, Banking, FinTech, or Capital Market industry is highly preferred.
• Experience in establishing Internal Audit/SPI function from scratch is an advantage.
• Certified Qualified Internal Auditor (QIA) issued through YPIA / DS-QIA.
• Familiar with International Professional Practices Framework (IPPF) and risk-based auditing.

Preferred Certifications (Advantage)

• CIA (Certified Internal Auditor)
• CIPA (Certified Professional Internal Auditor)
• CISA
• CRMA
• CPA
• CFE

Work Location: In person