Senior Manager, Compliance (Distribution Compliance)

Company description:

Chow Tai Fook Life Insurance Company Limited ("CTF Life") is proud of its rich, 40-year legacy in Hong Kong. CTF Life is a wholly-owned subsidiary of CTF Services Limited and one of the most well-established life insurance companies in Hong Kong. As a member of Chow Tai Fook Enterprises Limited, CTF Life consistently strengthens its collaboration with the ecosystem of the Cheng family ("Chow Tai Fook Group" or "the Group") to support customers and their loved ones in navigating life's journey with personalised planning solutions, lifelong protection and diverse lifestyle experiences. By leveraging the Group's robust financial strength and strategic investments across the globe, CTF Life aspires to become a leading insurance company in Asia while continuously creating value beyond insurance.

Job description:

In this role, you will play a crucial part in ensuring that our operations comply with Bermuda rules and regulations, as well as other relevant standards. You will have the opportunity to work in a dynamic and collaborative environment where your expertise will make a real impact on our new overseas business and the lives of our customers.

What is this role?

• Provide compliance advice to management, business and distribution channels on Bermuda regulatory requirements and compliance controls in relation to corporate governance and market conduct related matters.
• Develop/update relevant compliance policies, procedures and control framework on corporate governance and distribution channels for ensuring compliance with applicable laws, regulations and rules.
• Ensure all distribution channels (including individual agents, insurance agencies and brokers) are kept abreast of updated regulatory requirements and provide compliance related training to all distribution channels.
• Liaise with Bermuda Regulators and follow up ongoing enquiries from regulators especially on compliance related matters.
• Prepare reporting to senior management and relevant committees on matters of corporate governance and distribution compliance.
• Prepare statutory filings and reports for fulfilling requirements imposed by Registrar of Companies of Bermuda and Bermuda Monetary Authority.
• Conduct legal research on specific topics relating to the Bermuda operations.
• Participate in and handle ad hoc projects/tasks assigned from time to time.

What we look for ?

• Degree holder, preferably in the disciplines of Business / Accounting / Law.

• Minimum of 10 years' experience in handling compliance matters.

• Solid experience in Bermuda Insurance Operations and knowledge on Bermuda Laws and Regulations is a must.

• Solid compliance knowledge on distribution compliance.

• Responsible, proactive with attention to details and be able to work independently.

• Able to provide constructive compliance advice.

• Ability to work under pressure.

• Strong interpersonal skills and good communication skills to communicate with agents/distributors and regulators in both English and Chinese.

• Good command of written and spoken English and Chinese

Profile description:

Personal Information Collection Statement

At Chow Tai Fook Life Insurance Company Limited ("the Company") we respect the privacy of your personal data and are committed to fully complying with the Personal Data (Privacy) Ordinance ("the Ordinance").

The personal data that we collect and/or hold (whether contained in this application form or otherwise obtained) includes your personal details, contact information, education and training details, employment details, financial details, and information on your social circumstances.

Provision of personal data by you is mandatory for selection purposes. Personal data collected through this application will be used by the Company to assess your suitability to assume the job duties of the position for which you have applied. The Company may not be able to process your application if you fail to provide your personal data.

Applicants not contacted within four weeks after the interview / test may consider their application unsuccessful. The information provided will be kept for 2 years for consideration of other suitable posts.