Settlement Officer/Senior Officer

Responsibilities：

1. Oversee daily settlement of securities transactions (funds, structured products, etc.), fund transfers, and corresponding accounting entries, ensuring fund safety and data accuracy;

2. Lead daily position and cash reconciliations, coordinate with counterparties, custodians, and brokers for trade matching and resolve discrepancies promptly;

3. Manage the maintenance and operation of settlement systems; collaborate with IT and vendors on system upgrades, UAT, and workflow enhancements;

4. Prepare and submit daily/weekly/monthly settlement reports, liquidity updates, and risk indicators to support management decision-making;

5. Develop and refine internal settlement procedures (SOPs) and control frameworks; continuously identify operational risks and recommend mitigation measures;

6. Liaise with front-office trading teams, compliance, and external stakeholders; participate in new product onboarding and settlement process design.

Requirements：

1. Bachelor’s degree or above in Finance, Accounting, Economics, or related disciplines;

2. 3-5 years of hands-on experience in securities settlement, clearing, and middle/back-office operations;

3. Holder of SFC Type 1 license, thorough knowledge of the Securities and Futures Ordinance and settlement rules;

4. Solid understanding of end-to-end settlement processes (exchange-traded and OTC products), strong accounting skills to handle trade booking, reconciliation.,etc;

5. Proficient in major settlement systems and office software; experience in system implementation or automation projects is a plus;

6. Highly responsible, detail-oriented, resilient under pressure, and adept at problem-solving and with strong communication and coordination capabilities;

7. Excellent command of written and spoken Chinese (Cantonese and Mandarin) and English.