Type 9 RO (MIC Compliance,ETF Focus)

Responsibilities:

• Oversee the product authorization process for the public fund
• Monitor investment portfolios performance in order to achieve the public fund's investment objectives
• Formulate and implement investment policy, strategy and asset allocation for public funds
• Participate in public fund product development and prepare investment proposals for potential clients
• Contribute to the development of new fixed income products and investment solutions to meet evolving client needs
• Maintain contact and communication with other institutional investors, intermediary channels and regulatory agencies in the market
• Follow any compliance requirements and manage risk control of the responsible products

Requirements

• Bachelor degree or above in Business Economics, Finance, Mathematics or a related discipline or other relevant qualifications
• At least 5+ years managing SFC-authorized funds or equivalent (UCITS, SEC-registered retail funds)
• 5+ years managing investment teams at reputable institutions (global asset managers, leading alts firms, major bank AM divisions, established HK managers)
• Proven track record managing alternative strategies within public funds (private credit, PE, real assets, hedge strategies in retail wrappers)
• Current SFC Type 9 Responsible Officer (RO) for KIP public fund is a plus
• HKSI Papers 1, 7, 11, 12 (or exemption-eligible)
• Clean regulatory history-no SFC, SEC, FCA disciplinary actions
• Fluent in English, Mandarin, and Cantonese