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Vice President - Middle Office

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Onsite

Vice President - Middle Office

Rise Associates Asia Limited

Vice President - Middle Office

Skills

Data AnalysisComplianceRisk Management

1 month ago

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Important information


Contract type:

Permanent

Salary:

HK$600,000 – HK$840,000 / year

Location:

Hong Kong

Work mode:

Onsite

Published on:

22 September 2026

What they need


Key Responsibilities

  • Oversee day-to-day Middle Office functions, including trade capture, affirmation/confirmation, trade allocation, exception management, and position reconciliation.

  • Serve as the primary operational liaison for Front Office traders, portfolio managers, prime brokers, and custodian banks to resolve complex trade execution or booking discrepancies.

  • Ensure accurate and timely valuation inputs, corporate actions monitoring, and performance/p&l tracking support.

  • Develop, enhance, and enforce operational risk frameworks, control mechanisms, and Standard Operating Procedures (SOPs).

  • Monitor portfolio limits, counterparty exposures, and trade lifecycle exceptions to minimize operational losses.

  • Coordinate with Legal, Compliance, and Audit teams to ensure full alignment with regulatory mandates.

Key Requirements

  • Bachelor’s degree in Finance, Economics, Business Administration, Operations Research, or a related field; MBA or professional certifications (e.g., CFA, FRM) preferred.
  • At least 8 years of financial services experience within Middle Office, Operations, or Risk Management roles, with at least 3–5 years in a managerial or team-lead capacity.
  • Extensive familiarity with a broad range of asset classes (e.g., Equities, Fixed Income, Foreign Exchange, OTC & Listed Derivatives, Private Credit).
  • Proficiency with trading and operations platforms and advanced data/analytics tools.

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