Rise Associates Asia Limited
Vice President - Middle Office
Skills
1 month ago
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Important information
Contract type:
Permanent
Salary:
HK$600,000 – HK$840,000 / year
Location:
Hong Kong
Work mode:
Onsite
Published on:
22 September 2026
What they need
Key Responsibilities
Oversee day-to-day Middle Office functions, including trade capture, affirmation/confirmation, trade allocation, exception management, and position reconciliation.
Serve as the primary operational liaison for Front Office traders, portfolio managers, prime brokers, and custodian banks to resolve complex trade execution or booking discrepancies.
Ensure accurate and timely valuation inputs, corporate actions monitoring, and performance/p&l tracking support.
Develop, enhance, and enforce operational risk frameworks, control mechanisms, and Standard Operating Procedures (SOPs).
Monitor portfolio limits, counterparty exposures, and trade lifecycle exceptions to minimize operational losses.
Coordinate with Legal, Compliance, and Audit teams to ensure full alignment with regulatory mandates.
Key Requirements
- Bachelor’s degree in Finance, Economics, Business Administration, Operations Research, or a related field; MBA or professional certifications (e.g., CFA, FRM) preferred.
- At least 8 years of financial services experience within Middle Office, Operations, or Risk Management roles, with at least 3–5 years in a managerial or team-lead capacity.
- Extensive familiarity with a broad range of asset classes (e.g., Equities, Fixed Income, Foreign Exchange, OTC & Listed Derivatives, Private Credit).
- Proficiency with trading and operations platforms and advanced data/analytics tools.
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