Wealth Management Associate

Job Summary

We are seeking a dynamic and detail-oriented Wealth Management Associate to join our team. In this role, you will support the delivery of comprehensive financial planning and investment management services to high-net-worth clients. Your expertise will help clients achieve their financial goals through tailored strategies, personalized client communication, and diligent portfolio oversight. This position offers an exciting opportunity to work within a collaborative environment that values industry knowledge, technical proficiency, and proactive client engagement. The ideal candidate will be energized by helping clients navigate complex financial landscapes while ensuring compliance with industry regulations.

Responsibilities

• Assist in developing customized wealth management plans by analyzing clients’ financial situations, including estate planning, tax strategies, and investment objectives
• Support the creation and execution of investment strategies aligned with client goals, leveraging expertise in securities law, financial markets, and asset management
• Manage client relationships through regular communication, providing updates on portfolio performance and market trends
• Conduct comprehensive financial analysis using advanced financial software to evaluate investment opportunities and risk profiles
• Ensure adherence to all relevant financial regulations and compliance standards, including FINRA rules and securities industry practices
• Collaborate with legal professionals on wills, trusts, estate law, and other legal documents to optimize estate planning strategies
• Assist in monitoring cash flow, banking services integration, and portfolio management activities to maximize client satisfaction and retention

Qualifications

• Proven experience practicing within the securities industry or in a related financial services role with a strong understanding of financial concepts and regulations
• In-depth knowledge of wealth management practices, investment management advisory services, and financial analysis techniques
• Familiarity with estate planning, wills, trusts & estate law, and tax experience is highly desirable
• Demonstrated expertise in securities law, FINRA regulations, and industry standards for financial compliance
• Strong client relationship management skills with the ability to communicate complex financial concepts clearly and effectively
• Proficiency in financial software applications used for research, portfolio management, and financial modeling
• Educational background in finance, accounting or related fields; professional certifications such as CFP (Certified Financial Planner) or CFA (Chartered Financial Analyst) are advantageous

Join us to make a meaningful impact on clients’ financial futures! We’re committed to fostering an inclusive environment where your expertise can thrive while helping clients confidently navigate their wealth management journey.

Pay: $78,654.00 - $92,345.00 per year

Benefits:

• 401(k)

Work Location: In person