證券結算經理（Settlement Manager）

Settlement Manager｜證券交易及交收營運

青獅國際證券有限公司現誠聘一名具備香港證券公司營運經驗的證券結算經理，負責管理公司日常證券結算、交收、資金及持倉核對、企業行動和相關營運工作。此職位適合熟悉CCASS及香港與海外市場交收流程、具備良好風險控制意識，並能帶領團隊持續提升營運效率的人士。

全職｜尖沙咀｜星期一至五｜5年或以上經驗｜本科或以上學歷

主要職責

• 管理香港股票、美國股票、滬深港通、債券、基金及其他投資產品的日常交易後處理、結算及交收工作。

• 監督CCASS相關操作，包括交收指示、SI／ISI、股份存入及提取、交收狀況監察和未完成交易跟進。

• 處理及覆核客戶資金存取、證券轉倉及貨銀對付指示，確保客戶資產妥善分隔並完成每日現金、持倉、交易和費用核對。

• 處理股息、供股、配股、股份合併或拆細、收購等企業行動，以及IPO申請和FINI相關營運。

• 與交易所、結算所、託管行、銀行、執行經紀及其他業務合作方溝通，及時解決交收差異和異常事項。

• 確保結算及營運流程符合香港證監會、香港交易所、香港結算及CCASS的相關規則和監管要求。

• 完善結算部門的操作流程、內部監控、權限管理及應急安排，並配合合規審查、審計和監管查詢。

• 參與後台系統配置、產品上線、系統測試（UAT）、流程優化及自動化項目。

• 管理及培訓結算團隊，合理安排日常工作並確保各項任務準確、及時完成。

職位要求

• 金融、會計、工商管理、經濟或相關專業本科或以上學歷。

• 具備5年或以上香港證券公司、經紀行或持牌法團結算及營運工作經驗，具有團隊管理或覆核經驗者優先。

• 熟悉CCASS操作，以及香港股票、美國股票和滬深港通的結算與交收流程。

• 熟悉企業行動、IPO／FINI、債券或基金等產品營運者優先。

• 熟悉香港《證券及期貨條例》、客戶證券規則、客戶款項規則及相關監管要求。

• 具備良好的對賬、異常處理、營運風險控制和流程管理能力。

• 熟悉證券後台或結算系統及Microsoft Excel；具有Ayers、系統UAT或流程自動化經驗者優先。

• 工作細心、責任心強，能夠在交易時限及工作壓力下保持準確性。

• 具備良好的中英文書面及口頭表達能力；能使用粵語、普通話及英語者優先。

• 持有香港合法工作資格，可於香港全職辦公。

工作安排及待遇

**工作地點：**香港九龍尖沙咀

**聘用形式：**全職、辦公室工作

**工作時間：**星期一至五，09:00–18:00

**經驗要求：**5年或以上相關工作經驗

**學歷要求：**本科或以上學歷

**薪酬待遇：**具競爭力，根據相關經驗及能力面議

**職位福利：**五天工作周、專業培訓及職業發展機會申請方式

SETTLEMENT MANAGER

Securities Trading and Settlement Operations

Azure Lion International Securities Co., Ltd. is seeking an experienced Settlement Manager to oversee daily securities settlement, post-trade processing, cash and position reconciliation, corporate actions and related operational activities. The role is suitable for a professional with hands-on CCASS experience, sound operational risk judgement and the ability to lead a team and continuously improve settlement efficiency.

Full-time | Tsim Sha Tsui | Monday to Friday | 5+ years' experience | Bachelor's degree or above

Key Responsibilities

• Manage daily post-trade processing, clearing and settlement for Hong Kong equities, US equities, Stock Connect, bonds, funds and other investment products.

• Oversee CCASS operations, including settlement instructions, SI/ISI input, stock deposits and withdrawals, settlement status monitoring and follow-up on outstanding trades.

• Process and verify client cash movements, securities transfers and delivery-versus-payment instructions; ensure proper asset segregation and complete daily cash, position, trade and fee reconciliations.

• Handle dividends, rights issues, placements, stock consolidations or splits, takeovers and other corporate actions, together with IPO applications and FINI-related operations.

• Liaise with exchanges, clearing houses, custodians, banks, executing brokers and other counterparties to resolve settlement discrepancies and operational exceptions promptly.

• Ensure settlement and operational processes comply with applicable SFC, HKEX, HKSCC and CCASS rules and regulatory requirements.

• Maintain settlement procedures, internal controls, access controls and contingency arrangements, and support compliance reviews, audits and regulatory enquiries.

• Participate in back-office system configuration, new product launches, user acceptance testing (UAT), process enhancements and automation projects.

• Lead and train the settlement team, allocate daily tasks and ensure all activities are completed accurately and on time.

Requirements

• Bachelor's degree or above in Finance, Accounting, Business Administration, Economics or a related discipline.

• At least five years of settlement and operations experience within a Hong Kong securities firm, brokerage or licensed corporation; supervisory or checker experience is preferred.

• Hands-on knowledge of CCASS operations and settlement processes for Hong Kong equities, US equities and Stock Connect.

• Experience in corporate actions, IPO/FINI, bonds or fund operations is preferred.

• Sound knowledge of the Securities and Futures Ordinance, the Client Securities Rules, the Client Money Rules and other applicable regulatory requirements.

• Strong reconciliation, exception management, operational risk control and workflow management capabilities.

• Familiarity with securities back-office systems and Microsoft Excel; experience with Ayers, UAT or process automation is preferred.

• Strong attention to detail, accountability and the ability to maintain accuracy under settlement deadlines and pressure.

• Excellent written and spoken English and Chinese; proficiency in Cantonese and Mandarin is preferred.

• Eligible to work in Hong Kong and available for full-time, office-based employment.

Employment Details and Benefits

Location: Tsim Sha Tsui, Kowloon, Hong Kong

Employment Type: Full-time, office-based

Working Hours: Monday to Friday, 09:00–18:00

Experience: At least five years of relevant experience

Education: Bachelor's degree or above

Remuneration: Competitive and negotiable, commensurate with experience and qualifications

Benefits: Five-day work week, professional training and career development opportunities