Amelie Malm.

Entity : Binance France Scope : Compliance, Audit and Permanent controls Staff : 15 people Key actions: - Build and monitor the AML-TF remediation plan (oversight, transaction monitoring, etc.) - Structure new organization and corporate governance in regard with Compliance risk and audit - Supervise Compliance, Control and Audit functions with planning, priorities and strategic deliverables - Monitor AML-FT sensitive issues (lawyer opinion, products assessment, SAR, etc.)

Entity : Binance France Missions : - Organization and Coordination of Reg exam - Planning and Monitoring of internal audit plan

Activity : ETF Fixed Income and Credit Bonds market making activities (IG, HY, EM) in Europe and few African countries Work team : around 20 Traders, 20 Sales, >50 support staff (MO, BO, IT) List of daily activities : - Organize and follow-up strategic trading and client initiatives as well as compliance issues - Manage trading and sales operational issue to be solved on a daily basis - Monitor financials and costs saving Other role : FIC ESG Business Manager Ambassador Key achievements : Launch of the 1st Fixed Income ESG Futures in Europe, Trade idea Client Quaterly Rendez-vous, Compliance solution plan, EU-US bridge expansion for specific product, Bonds fails Control tower, CSDR monitoring tool for trading, ESG indicator tool, Teams support function better integrated to Front Office

Topic : Financial Crime, Regulatory commitment, Regulatory exam with US authorities Team : Project team of 8 people with more than 30 project contributors from various area of expertise Scope in charge : Support functions such as Middle/Back and IT functions for Wholesale activities. Worldwide (around 200 subsidiaires) Daily work list : - Coordinate and manage project structure, governance, roadmap with progress status and issue management - Perform deep dive reviews (flows, process, governance…) to identify weaknesses - especially on Swift messages - Central point of contact for Business and Compliance (incl. requests/answers for external auditors)

Scope : Support functions (MO, BO, KYC, to IT teams) for Investment bank

in Financial Service Offices - Capital markets Assurance - Audit supervision of a top tier investment banking - Significant experience in Front-to-back controls on market activities (Equity derivatives mainly) - Engagement coordination at international level (Amer and Asia hubs) - Soft skills in team management (9 people) - Experts’ assignment definition and coordination (6 quantitative and 7 IT experts) - Financial budgeting and monitoring of the audit engagement - Strong communication skills and versatility to connect with all management levels - Experience in offshoring and outsourcing - Review of activities and controls outsourced - Set-up of a cross-border team and in charge of international coordination for the audit of offshored entities (Roumania) Advisory Independent reviews on benchmark rates - Involvement in a large engagement related to IBOR benchmark investigation for EU regulatory bodies - Setting out the design effectiveness of each part of the respective processes in respect of the IOSCO Principles for Palladium and Platinum (EY London assignment) - External audit of EBF EURIBOR & EONIA Submissions for a major bank Asset Quality Review : Assistance to the French banking supervisory authority (ACPR) on the Asset Quality Review led by the European Central Bank (S1 2014) - Supervision of a portfolio review for a major bank operating for public institutions - Coordination and centralization of communication between EY and the ACPR