Carlo Sconosciuto

Duties: As a Legal Expert AI Data Trainer: • Create and evaluate datasets based on typical legal tasks such as reviewing contracts, analyzing case law, conducting legal research, performing due diligence, and assessing legal compliance and ensures AI models deliver accurate, ethical, and reliable legal reasoning. • Collect and organize publicly available legal and financial documents based on project guidelines. • Ensure accuracy, completeness, and clarity of all compiled materials. • Follow structured documentation processes to meet defined quality standards. • Verify sources and ensure all data is obtained from public, verifiable platforms. • Collaborate asynchronously with the project manager and meet all deadlines. Main achievements: • Enhanced advanced AI system by drafting legal questions designated to expose limitations of models and evaluating model responses. • Reinforcement Learning with Human Feedback (RLHF).

Legal, regulatory and compliance advisory services in banking, asset management, finance, fintech, Governance, Corporate, AML, GDPR, fintech, AI

■ Main duties: As Chief Compliance Officer and Head of Legal, MLRO, member of Client Acceptance and AML Committee, member of Risk Committee and Credit Committee, the main responsibility is to oversee the compliance within the Bank, ensuring compliance with laws, regulatory requirements, policies and procedures.

Legal & Compliance Advisory Services in Banking, Finance, Asset Management and Asset Services.

■ Main duties: As Chief Compliance Officer and Head of Legal, MLRO, Chairman of Compliance Committee, member of Risk Committee and Credit Committee, the main responsibility was to oversee the compliance within the Bank, ensuring compliance with laws, regulatory requirements, policies and procedures.

■ Main duties: • Legal, regulatory and corporate advisory support to Third Party Funds, UBS Funds (UCITS and AIFs) and to all UBS entities (Depositary Bank, Fund Administrator and MANCOs /AIFMs). • Liaison with Luxembourg Supervisory authority (CSSF) and external stakeholders: reviewing of related documents; legal assessment on the feasibility of any project, set-up, launch, liquidation, merger, migration, etc.; • Legal representative on the Board of Directors meetings of the Investment Funds; • Legal advice to the Board of Directors members, conducting officers and product development and management; • Legal representative on the On-boarding Meetings for the pre-approval of new projects related Third Party Funds and UBS Funds • Onboarding of new business: legal assessment on any new business/activity/product/services.

Investments Funds (structuring of UCITS and all other investment vehicles including alternative investment funds: Specialised Investment Funds (SIF) ), Regulatory, Corporate, Directorship, Private Equity: - Establishing appropriate Fund Vehicles and Structures - Listing Funds on Public Markets - Fund Mergers and Reconstructions - Management Fee and ‘Carried Interest’ Structures - Risk management and conflict of interest management policies of SIFs - Fundraising - Regulatory Compliance - Investments

Corporate and Finance Law, Private Equity

Corporate and Finance Law ; Investment Funds, Private Equity

Corporate and Finance Law