Caroline Jankowsky

– Legal advisor - ODDO BHF Asset Management – RCCI's mission delegation - Private Equity & Capital Venture: Innovafonds, Yotta Capital Partners, Femu Qui Venture, IRD Invest

– RCCI: in charge of MAM's activity plan before the AMF, control plan, internal control, risks mapping, audit, drafting & review of internal policies, legal and regulatory reportings, communication with the AMF and CSSF - auditors - custodian - brokers - paying & representative agent etc. – Legal advisor: distribution contracts editing - legal lifecycle of SICAV, funds creation - merger - mutation - liquidation. – Corporate Secretary: boards organization, overhaul of the website, marketing & communication, corporate services. – Chief Financial Officer: supervision of 2 staff members.

– Compliance advisor: Revamp of the order processing system - Compliance reporting for mandates - funds distribution - swing pricing - Tenders - Ethics - FX strategies. – Internal control: Control Plan and Risk mapping editing - reportings - boards organisation. – ESG: ESG TIGER team member.

– Reinforcement plan - Market Integrity and COI between funds Amundi Asset Management & Amundi Intermediation – RCCI/RCSI mission delegation & Internal control Edmond de Rothschild AM - Ruffer SA - Iznes - SICAV Online, - Ageas Patrimoine – CNCGP Audit On-site control of Wealth Management Advisors – Trading Analyst: AXA IM IF – Compliance audit: SWEN CP - Fintis – AMF approval file: RiverRock – KYC remediation plan: Carmignac

– Legal: Funds' judicial life (inception - passeporting - legal documentation - distribution worldwide - daily contact with Regulation Authorities - reportings, etc.). – Compliance: Advisory to management team and sales force - Marketing Materials and documents review & validation - Controls of funds limits, SRRI - holding thresholds - KYC - audit trail - market surveillance & integrity - TCA,etc. – ESG: NEC & SPICE methodologies - ESG criteria accurate review and controls.

– Markets Surveillance Eurex - Euronext - Liffe - Ice - IDEM – Futures - Options - Bonds - Convertibles - in house Index - Delta 1. – Operationnal advisory (traders, sales traders, market makers, negociators) – Market relationship (requests, demands, controls, investigations – Tool implementation. – Compliance Regulation advisory - Internal Index validation - Marketing materials review & validation - Staff training - Policies, procedure, modus operandi creation.