Djiby A Diallo

– Onboarding New Clients: Performing KYC checks during the onboarding process for new clients, ensuring all legal requirements and company policies are adhered to. – Ongoing Monitoring: Continuously monitoring customer accounts and transactions for any suspicious activity that may indicate money laundering or fraud. – Risk Assessment: Identifying and analyzing risks posed by clients, determining their risk classification, and ensuring that higher-risk clients are subjected to enhanced due diligence (EDD).

– Helping the customer due diligence team for all KYC requirements – Acting as the first line of defense – Interacting with clients to request all mandatory documents. – Updating client's data in the system – Performing screening – Client service delivery contact person for AML/KYC follow-up – Collecting KYC documentation – Performing screening of client on OFAC and sanctions list – Analyzing shareholder structure – Identification of the directors, shareholders, intermediate and UBOs - analyzing legal documents provided by the customer. – Verification of the customer's tax status (CRS, FACTA forms) and internal document required. – Preparing communication with the clients (funds, asset manager) to obtain missing documents.

– Data migration from the former to new AML Tool – Onboarding of new clients in the system – Participating to a large remediation for EY Luxembourg clients – KYC Remediation of the Asset Management company – Identifying and Sharing remediation matters with managers, senior management and Partner.