Doriane Masson

• Implementing Anti-Money Laundering procedures during on-boarding process encompassing low risk (UK) and high risk (Nigeria, Egypt) nationalities and jurisdictions • Annual maintenance of suitably certified documentation KYC, POA, POI • Liaising with UK pensions houses to ensure pension discharge documentation and transfer deadlines attained • Training all new Advisers and admin staff on compliance functions • Post trade operations relaying contract notes within strict timelines to ensure correct Adviser remuneration, booking and confirming trades • Supervising UK pension transfers ensuring Advisers adhere to stringent FCA guidelines on pension transfer requirements • Reviewing client advice letters before presentation to client or submission to the board for approval on High-Risk cases • Assimilating raw data from valuations and instructing fund houses to ensure correct initial fees and on-going trail payments • Representing company with custodians (Old Mutual et al), trustees (Momentum et al), fund houses (Marlborough et al) to streamline applications and issuing

• Collaborating new business applications with Advisers and Financial Providers (Isle of Man, Guernsey, Ireland) for presentation to Head of Compliance • Returning sub standard applications to Advisers for re-completion and explaining grounds for rejection / required amendments • Strengthening Companies Brand and online presence through Sprout Social media strategy and publishing topical, client related financial articles • Demonstrating excellent levels of multi-lingual servicing to over 20 nationalities

* Demonstrated high English interpersonal skills to qualify the currency, time-frame, purchase cost, proposed use and tax residency status of overseas property clients * Prepared client analysis reports for Senior Advisers to begin the financial planning process