Fernando Beauregard

– LoD1 Checker review of AML Assessments for international football clubs' and associations' during the onboarding. – High-Risk reports presentation to Compliance for approval-decision. – Relations management with FIFA-affiliated members for accreditation/reaccreditation.

– Led the KYC Unit within the P&C department, supervising the team, organizing workflows, and monitoring performance on quality and productivity. – Managed KYC due diligence for individual & corporate clients, covering PR, EDR and alerts reports update. – Prepared quality reports and production forecasts, ensuring accurate tracking of efficiency and compliance standards. – Collaborated in AML-FT meetings with Business Support, Compliance, and Corporate P&C to strengthen best practices and propose process improvements. – Reviewed and adapted KYC guidelines in line with organizational changes (succursalisation).

– Led large-scale KYC remediation for a retail banking portfolio of 167,000+ customers, covering documentation and risk assessments. – Managed multiple teams (LoD1) across KYC-CDD, quality control, sanctions screening, FATCA/CRS, PEP reviews, and non-responsive client handling. – Designed and implemented workflows for customer identification, risk assessment, and quality check escalations to Compliance. – Developed internal guidelines and action plans, ensuring alignment with regulations and ING Group standards. – Prepared KPI/WPI reports and contributed to recruiting, training, and HR management of teams.

– Processed 2,000+ KYC reviews for trust funds at the Mexico City branch, ensuring accuracy and regulatory compliance. – Conducted KYC-CIP and risk assessments, with a focus on different trust fund structures. – Executed due diligence procedures in line with U.S. AML/CTF regulations, including BSA, OFAC, the USA PATRIOT Act, and FATCA/CRS.

– Supported the Regional Operations & Compliance Manager in KYC, fraud prevention, and compliance documentation handling. – Processed customer communications and account update requests, ensuring accurate and timely service delivery.