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Contrôle qualité et suivi des comptes à haut risque • Analyse des alertes de fraude et abus de marché • Conseil aux gestionnaires de comptes sur les risques émergents • Mise à jour des procédures KYC selon les évolutions réglementaires • Analyse FATCA / AEOI / CRS et déclaration des anomalies à l’équipe IT • Participation à des tests utilisateurs dans le cadre de l’amélioration des outils de gestion (onboarding, KYC, CRM) • Pilotage de la collecte de feedbacks auprès des

• Analyse des dossiers KYC /KYB préparés par l’équipe de la relation clientèle ; • Contrôle et réclamation des documents nécessaires en matière de KYC ; • Analyse et extraction des données clients à partir des bases de données internes et externes; • Vérification de rapports liés aux risques anti-blanchiment d’argent; • Vérification de la conformité des opérations

The primary focus of this particular role is ensuring clients are provided with an efficient, timely on- boarding process whilst delivering a best-in-class service to internal and external stakeholders throughout the on-boarding process. Additionally, acting as a subject matter expert; sharing technical expertise, advice and guidance within the on-boarding team. • Identifying accurate risk rating for individuals/non-individuals accounts to highlight high risk jurisdictions, cash incentive high risk businesses a Politically exposed persons (PEPs) • Ensuring that all clients have meet KYC and AML requirements • Reviewing complex companies’ structures, identifying UBO’s. • Completing and reviewing World Checks and Adverse Media checks for overseas, PEPs and High-Risk clients. • Completing requests to open accounts for Commercial Banking, Private Banking, Partnership Banking, Banking Operations Colleagues and Third-Party Suppliers. • Proactively managing risk in every single application received. • I am aware of the risks relating to the process and understand the scope and purpose of the accounts opened and how this relates to customers (KYC/KYB) • Remotely opening Local Business accounts, Private accounts, Business start-up/ switcher accounts, Commercial accounts and Trust accounts. • Performing full KYC and KYB checks on existing and new clients to ensure full due diligence checks are carried out on each individual (AML and Credit Checks). • Reviewing ID documentations, Experian Reports, Companies House and overseas documentations ensuring they are in line with current policies and procedures. • Recording any changes such as directorships, changes in UBO, Visas and due diligence reviews. • Ensuring investments, source of wealth and source of income are investigated and adhere to AML procedures.