Helder AFONSO

Processing of KYC Annual reviews (UHNWI and HNWI offshore and onshore clients, international and complex structures) : Analysis of the Due diligence realized and the level of KYC, The corroboration provided, Reputation researches, Verification of account transactions, Enhanced Vigilance (in particular with regard to politically exposed persons), Preparation of the committees dedicated to annual reviews, Detection and fight against fraud and money laundering through KYC reviews and Alert Monitoring process.

AML/KYC referent for the CRM dedicated to UHNWI clients - Detection and fight against fraud and money laundering, redaction and transmission of Suspicious Activities Reports, related to AML/FT and Market Abuse, to the Authority (TRACFIN), Preparation and Animation of the committees for accounts opening and acceptance of business introducers, processing of due diligence (KYC studies, World-Check and FACTIVA research, analysis of account transactions), Enhanced Vigilance (in particular with regard to politically exposed persons), Advice to CRM, Issuance of attestation of origin of funds (life insurance), formalized supervision, reporting.

Detection and fight against fraud and money laundering, Analysis of openings and account transactions, Establishment of suspicious reports, Compliance checks, Monitoring of operational risks, Monitoring of risks and loans (individuals, professionals, SMEs), Detection of counterparties in a situation of credit risk (individuals and companies) and implementation of corrective measures, Development, coordination and monitoring of Credit Risk Committees, Post-Audit, Advice to agencies.

Litigation and amicable management of the recovery files (assignments, collective procedures, development of transactional protocols, administrative and accounting follow-up) on both the business and individual markets, Relations with lawyers (lawyers, bailiffs), Legal assistance to the recoverers.