IMANE BADI

- Élaboration et mise en œuvre du plan annuel de contrôle interne pour la succursale de Paris. - Supervision continue des activités de l’agence afin d’assurer leur conformité aux réglementations internes et externes (Banque de France, ACPR, LCB-FT). - Évaluation des risques opérationnels et réglementaires, avec un focus particulier sur les problématiques Lutte contre le Blanchiment de Capitaux et le Financement du Terrorisme (LCB-FT). - Mise à jour et efficacité des procédures LCB-FT internes. - Création, suivi et mise à jour des indicateurs clés de risque (KRI) en matière de LCB-FT. - Réalisation d’études et rapports internes pour corriger les défaillances des procédures de contrôle. - Implémentation des recommandations issues d’audits internes ou externes, avec suivi des mesures correctives. - Proposition de mesures complémentaires de maîtrise des risques liés à la conformité et à la sécurité financière.

- The study of Level 2 alerts on transactions in various business divisions to ensure compliance with current international regulations and the Group’s policy on sanctions and embargoes, namely: o Analyze alerts by conducting more in-depth investigations based on a compliance/risk approach; o Decision-making on operations, - Give a mandatory opinion (favorable with or without conditions/ unfavourable) on all files, giving maximum visibility in the expected response times, on questions concerning the Intermediaries, according to the rules of - Delegation and principles applicable in this scope; - Participation in awareness raising and training of employees on embargoes/anti-money laundering measures; - Participation in the improvement of existing arrangements (sharing of good practices, harmonisation of analyses, etc.); - Participation in other tasks of the department when needed (training, new products and processes, reporting, communication, etc.); - Role of the team leader, namely: o training and mentoring of newcomers; o Monitoring, assistance and control of junior analyses

- Review of the permanent control plan; - Participation in second level controls; - Implementation and monitoring of action plans following corrective measures issued during the controls; - Evaluation and improvement of the permanent control system; - Evaluation of the effectiveness of the control system by carrying out second level controls; - Review of the Control Reports and summary sheets; - Update of ProCapital risk and compliance documentation and procedures; - Participation in the anti-money laundering and terrorist financing mechanism; - Development of a dashboard of the permanent control system: to build and present an overall view of risks, including the risk of non-compliance; - Participate in the monitoring of incidents and risks; - Proposal of risk indicators; - Participation in Compliance projects (including the Markets in Financial Instruments directive, known as MiFID 2)

- Preparation of the Annual Internal Audit Plan in collaboration with the Risk Management team, - Establishment of the inventory of the current control system, and Development of a risk-based audit approach (IFACI standard), - Improvement of risk management in the procurement-supplier cycle - Review the Risk Mapping (global / operational). - Drafting of FRAP (Reassessment and Problem Analysis Sheet) and Reports / Monitoring of dashboards; - Participation in audit assignments / Preparation of audit reports and communication of results to Top Management - Semi-annual presentation to the CRC (Audit Committee) on the progress of the Progress Actions.