Jeanne W.

In charge of compliance and risk management consulting business development Project delivery for clients in the areas of : • Health insurance of a public institution : evaluation of the anti-fraud framework • Big French Banking Group : define IFRS9 control framework (Control Plan, policy, LOD2 control, set up committee) • Financial Institution : governance training for the Chairman of the Board of Directors • Financial Institution : assistance with updating the Outsourced Essential Service Provider management policy • National Sports Federation : global risk cartography before a world sporting event • NGO & Funds : KYC/Due diligence • French industry companies : anti-bribery cartography & Internal Control Plan

Assignments : Société Générale Luxembourg - Project manager (PCT) o Definition of methodology approach and follow-up indicators o Roll-out of normative controls across SG Luxembourg and all entities o Committees and reportings Société Générale CIB - Permanent Control Transformation (Team leader in regulatory topics : AML/FT, KYC, FATCA, CRS, MIFID, EMIR, GDPR...) o Review and mapping of managerial controls with normatives controls, processes and basel risks o Organization of workshops with different teams (Operation Risk Managers, Process Owners, Business Lines) to improve the internal procedures and promote risk culture by emphasizing individual responsibility o Coordination with geographical locations and interactions worldwide/Project heads. o Change management and procedure updates o Committees and reportings

Assignments : •Société Générale - SEGL : Simplify, codify and update the normative documentation (Code SG) • Natixis - BGC : Permanent control and audit (KYC and Sanctions/Embargo) • Chaabi Bank (Netherlands Branch) : Compliance risk mapping • UFF : Fraud and corruption risk mapping • BlackFin Capital Partners (Belgium Branch) : Mandated to perform an audit of AML/LFT framework of a Payment Service Provider in Netherlands (before buyout).

AML & KYC analysis of highly sensitive customers (business sector, geographical area, coherence of customer transactions and activities, identification of the shareholding structure and beneficial owners, study of risks related to reputation / embargo / sanctions) Client’s portfolio: Governments, Ministries, Corporates, Embassies, SPVs, Funds, Financial Institutions, Brokers, Trust...located around the World o Performing enhanced due diligence on high risk clients o Identification and classification of politically exposed persons o Ensuring compliance of the files with FATCA and CRS requirements o Providing independent opinions and recommendations

o Managing on-boarding and existing clients o Transaction’s monitoring/ Alert Report o Analysis of new regulations and updating of policies and procedures (factoring activity...) o Maintaining appropriate written procedures with current legislations and Group guidlines. o Updating of the risk mapping and development of the control plan o Census of Outsourced Essential Service Providers (PSEE) and management of contracts, partnership agreements, business continuity plans (PUPA) o Assistance and business lines advisory regarding Compliance issues o Contributing to write regulatory reports

o Economic and financial analysis of corporate finance records o Conducting mandatory compliance checks prior to processing of any transactions o Issuing an opinion on the customers before the review and approval of credit application forms o Accounting and legal audit of real estate loans