Lara Baguet

- managing the project for an AI chatbot - employees' training - Risk mapping - Alerts - loi Sapin II

- KYC policy (set up a risk based approach) - AML policy - Risk mapping - Permanent control plan - RACI ACPR - Audit remediation

- Management of compliance projects (DSP2, FATCA/AEOI, AML-CTF, KYC, sanctions lists, outsourcing/PSEE...) - Contributing to committees (Risks, new products, outsourcing, etc.) - Reporting to the Board and to the authorities - Advising, training and support for operational teams - Definition of processes, policies, procedures and compliance roadmaps

Anti-bribery dispositive Set up and manage the third-party evaluation system Set up standards and procedures Implement and ensure training and awareness Carry out due diligence, write reports and monitor the processing of providers’ records Participate in the deployment of digitalization tools Monitor indicators and produce reporting Management

• GDPR compliance: project management, research and analysis, making presentations for various committees, writing the personal data management policy, etc; • Create and lead the DPO Club; • Compliance reviews: carry out the necessary compliance analyzes on the launch of new offers; • Supervise the regulatory watch dispositive and write notes; • Follow PSEEs and ensure contracts’ compliance, update the procedure; • Set up the “clients’ complaints” system; • Manage requests within the framework of “gifts/benefits” and “conflicts of interest” policies; • Review the compliance of commercial/marketing documentation.

• Maintain current annual legal documents: drafting reports, AGM minutes, … • Prepare account approvals • Carry out acts: transfers of head office, statutory modifications, change of manager...

- gestion de projets - définition et amélioration de processus - redaction de procédures