Salima El Labadi

Master

Skills: Due Diligence · Esprit critique · Exigences réglementaires · Politiques et procédures · Analyse des écarts · Acam · Communication · Déclaration réglementaire · Anti blanchiment d'argent · Compétences analytiques · Anglais · Enquête

Compliance manager of the Brexit project. Definition and set up of the compliance and permanent control framework and departement for EAB SA the new european arm of Arab Bank group and its european branches Main challenges : advisory to the board, gap analysis assessment, development of risk maps (compliance,AML) policies and procedures (AML, loi Sapin 2, compliance...), recruitments, organisation of the two departments and outsourcing, transversal projects, MOA...

▪ Oversight of compliance activities of the bank and investment services; developement of policies and procedures to ensure compliance with applicable laws and regulations; coordination of changes with the group Compliance in Qatar; impact analyses of legislative and regulatory changes, developement of an ad hoc Compliance assessment plan and recommendation; management of regulatory audit. ▪ Internal control : set up and implementation of an annual control plan customized to the bank activity and risks, reporting and recommendation. ▪ Identification and monitoring of compliance and AML risks, within the Bank risk framework ▪ Regulatory affairs : liaise with regulatory authorities, and management of regulatory reportings and audit ▪ Advising and training employees and management on regulations and promote compliance awareness within the bank ▪ Project management, GDPR, PIA, management of regulatory compliance initiatives, strategy, and IT developments MOA for compliance projects.

▪  Regulatory affairs : local compliance officer for regulators in the regions (AMF, ACPR, FINMA and Bafin), managing the reporting to the ACPR and the AMF as well as communication and enquiries in France, member of the AMAFI working groups, management of annual regulatory and markets audit in Germany and Switzerland as well as communication with regulators, ▪  Advisory: business advisory on day to day trading, rules impact analysis and advisory on implementation of new regulation and recommendations for implementation or improvement. Market rules review (Euronext, SIX,...), policies and procedures management, ▪  Internal control and Risk: risk assessments and recommendations (London and branches) on new controls or efficiency of existing controls, gap analysis and remediation and implementation of ad-hoc controls and monitoring ▪  Anti-money laundering: AML Risk Mapping, AML rules implementation , implementation of AML policies and procedures in the branches, client onboarding support (assessment of client profiles and required documentation), ▪  Training for european staff on any relevant compliance topic. preparation of training material and delivery to staff. ▪ Legal support on any topic in Paris ▪ Project management new branch opening in Frankfurt regulatory assessment of the project and implementation, IT development to implement new regulation and tools (market abuse, AML monitoring...), compliance management of organisational changes.

▪ Creation and Implementation of specific controls and procedures

▪ Trade management ▪ Monitoring of orders handled by the front office. ▪ Reconciliation of transactions with counterparties