Sylvain Fourrier

Strategic advisor to asset & wealth management firms, investment managers and other financial institutions on audit, internal control, compliance, risk management and interim leadership. I combine hands-on interim management with programme delivery and practice build-up to strengthen control environments, reduce operational risk and accelerate regulatory readiness. Key responsibilities • Advise and support clients across audit, internal control, compliance, risk management and interim leadership • Lead transformation and remediation programmes (governance, control frameworks, RCSA, process redesign) • Manage cross-functional teams, run RFPs, support client onboarding and scale delivery capabilities Selected assignments ING Bank — Interim Head, Controls Oversight (12 months) • Led the department in charge of First Line controls oversight, risk oversight, fraud investigations and BCM • Managed an international operating model transformation, including governance design, control framework adaptation and operational risk assessments • Led programmes on EUC controls, BCM and operational resilience, including DORA ABN AMRO Investment Solutions — Permanent Control & Market Abuse Controls (on-going) • Contributed to the execution of the permanent control plan and market abuse controls • Supported the strengthening of surveillance and regulatory compliance frameworks BNP Paribas Asset Management — Compliance Specialist (4 months) • Supported the RCSA check-and-challenge process across 11 business domains • Delivered organisational reviews and recommendations to improve compliance efficiency and reduce control gaps Big Four Firm — Practice Build-up Lead (8 months) • Built a function supporting investment service providers through strategic and regulatory transformations • Achieved 166% of year-one onboarding targets and captured 55% of the three-year plan in year one

•Co-leading the Financial Services - Risk & Regulatory - Asset & Wealth Management, and Investment Firms practice •Managing teams (+15 FTE) delivering internal control plans and / or reviews (2nd LoD or Internal Audit) on behalf of Private Banks, Asset Managers, or other financial services institutions •Attending clients' audit & risk committees to present results of audit or internal control works •Performing complex audit assignments requested by CxO •Developing internal control tools and control methodologies to support PwC quality of works •Monitoring changes in applicable regulations, rules and interpretations to ensure ongoing compliance and minimisation of regulatory risk for my clients •Projects management •Commercial actions •People management (hiring, scheduling, training, ...)

3 months assignment up to January 2023 to lead Internal Audit reviews: •Regional headquarter alignment with group strategic and P&L objectives •Cash management processes within Group entities

•Establishment of the Compliance department •Revamp of the entire internal control processes •Restructuring of the cash reconciliation department and strengthening of the securities reconciliation department •Monitoring changes in applicable regulations, rules and interpretations to ensure ongoing compliance and minimisation of regulatory risk for the business

•Leading audit and advisory engagements for European banks and asset managers both in France and in Europe •Advisory in internal control, compliance and risk management •Reengineering of the accounting processes of an asset manager with its parent house

(ex CSC Peat Marwick) •Leading advisory engagements for Global/European banks and asset managers