Thomas Canobas

Freelance Management Consultant in Strategy, organization and project management Banque - CX Department - on going Perform the audit of the KYC function - Write down an actions plan - Build and lead a KYC program ( 4 streams : Governance / Remediation / Periodic review / review of the existing/ upcoming customer's journey ) - Provide Advices/ guidance on strategic projects Luno France - Board of Directors - Aug 2023/ Nov 2023 - Interim Managing Director / Compliance officer - Maintaining and developing Luno’s regulatory compliance relationships with local regulators (AMF, TRACFIN etc...); -Assess and mitigate regulatory compliance risks - Reviewing and updating policies, procedures and processes to ensure ongoing compliance with local - Regulatory requirements - Licence application AXA France - Secretariat General - Feb 2023/ Sept 2023 - Senior Project Manager - Campaign 1: Set up the PEP customers remediation campaign - Campaign 2: Implement the remediation campaign for joint customers between AXA bank and AXA France

• Categorization in terms of regulations of the counterparties on EMIR ,MiFID 1/2, FATCA, CRS, REMIT, Banking Secrecy, French Banking Law, DFA, IFTT and Canadian tax • Blockchain regulatory project responsibility with coordination of all parts in this project • Compliance with legal and regulatory obligations and ensuring that all activities are in correlation with those regulations • Train the staff on EMIR and IFTT topics, supervising and following their performance • Perform all activities related to OFAC / WorldCheck screening • Estimate environmental and reputation risk, AML and terrorist financing risks, country risk, activity risk, sanction/embargo, shareholders and directors checks • Review and adhere to SG Global KYC Policy & AML/OFAC policies and procedures • Develop a strong working relationship with other KYC departments globally

• Identify new business opportunities and map strategies for success while advising the managing director for the strategic decision • Build an effective Business Continuity Plan (BCP) and work on the quality and the security of the client's data • Assist the managing director in the creation of affiliates in France and the UK • Create cost-effective marketing campaigns and build/maintain strong partnerships

• Business continuity consultant and Crisis Management consultant for major corporations in the fields of finance and insurance • Develop and implement business continuity program and provide action plans to improve the resiliency of the organization • Train the staff on topics such as risk management, crisis management, crisis communication

• Conducting analysis of potential business impacts of a crisis with business managers • Propose corrective and recovery strategies and plans by analyzing the results and data • Build a risk management practice around the compensation requirements (regulation authorities A.M.F/O.S.F.I)

I represent PRMIA Montreal chapter for sponsorship of events. My responsibility was to raise money in order to support our risk management events.

800 Clients (from $150000 to 1M$)