Yann Le bourthe

📌 Since January 2024 – LCH SA Operational Risk Management 📌 June to September 2023 – EURUS CONSULTING Implementation of a control framework and conducting tests to ensure the compliance of insurance brokers and banking and payment service operations. 📌 May 2023 – VIREMENT PLUS Implementation of a risk mapping for a Payment Service Provider (PSP) in preparation for the approval of its file with the ACPR. This mapping encompassed risks of all types that could potentially impact the achievement of the organization's objectives. Given its activity, particular emphasis was placed on compliance risks related to AML/CFT and DSP2 regulations.

📌 Responsabilities ✔ Coverage of all ABN AMRO's activities in France with specific focus on: • Investment activities: Discretionary Portfolio Management (DPM), Execution Only, Investment advisory, structured products, Asset Management (UCITS & AIFM funds) • Anti-Money Laundering framework, Payments and Securities Operations, Outsourced activities, KYC, PSD2, etc. • Compliance and Internal Control framework, Risk Management methodologies: Risk and control self-assessment (RCSA), Enterprise Risk Management (ERM), Key Risks Indicators (KRI) • Banking regulations: AIFM / MIFID II/ PRIIPS / SFDR / UCITS / RG AMF / CMF / AML - KYC / Sapin 2 law • IT General Controls, Business Continuity Plans • Support functions: HR, Finance, procurement, facility management, etc. ✔ Execution of audit engagement: analysis of the environment, risks and control, drawing up work programs, carrying out investigations, identification of weaknesses and corrective measures, presentation of findings to executives, report writing. ✔ Preparation of the annual audit plan (macroscopic analysis of processes and risks). ✔ Preparing reports to supervisory authorities. ✔ Overseeing audit activities for the asset management company ABN AMRO Investment Solutions (defining, organizing the annual audit plan, audit activities and reporting to the board). 📌 Achievments ✔ Identified control gaps in processes through in-depth assessments and enhance the control framework in an extensive range of activities within ABN AMRO. ✔ Completed audit papers according to IIA standards. 📌 Skills ✔ Strong knowledge in banking regulations, internal control and compliance standards as well as Internal Audit standards. ✔ Working in an international context. ✔ Ability to analyse synthetise and present things in a simple way. ✔ Communication with top management on audit report issues and follow up. ✔ Very good writing skills in French and English. ✔ Team Management.